Terri joined the Des Moines office of Faegre & Benson in 1994, moving to Des Moines from New York City where she had practiced primarily in securities litigation. She has represented broker-dealers and individuals in regulatory investigations and enforcement proceedings before the SEC, FINRA, NYSE, and state securities and insurance commissions on matters ranging from sales practice violations and manipulation claims to insider trading and allegations of improper floor trading. She has also represented parties in shareholder disputes, proxy contests, merger and acquisition disputes, industry arbitrations, and has served as primary and coordinating counsel for a regional brokerage firm on all investor and broker claims.
Terri serves as a member of the Faegre & Benson Electronic Discovery Working Group, focusing on electronic and technological issues in regulatory and commercial litigation.
- Federal Rules Amendments and Discovery of Electronic Information
Pioneer Hi-Bred International, Inc. CLE (2007)
- Legal Developments In The Broker-Dealer/Securities Industry
Insurance Affiliated Broker Dealer Association Spring Seminar (San Antonio) (2006)
- Document Discovery in Complex Litigation
Iowa State Bar Association: Corporate Counsel Section (2006)
- Ethical Issues For Corporate Counsel
Principal Financial Group In-House CLE (2005)
- Alternative Dispute Resolution in Multi-Party or Large Dollar Disputes
Iowa State Bar Association Trade Regulations/Corporate Counsel Seminar (2002)
- SEC Enforcement Developments; Internal Investigations and Supervisory Issues; Broker-Dealer Securities Litigation
ALI-ABA Annual Securities Litigation Seminar (Boston) (1998)
- Internal Investigations
Securities Litigation Seminar: Minnesota State Bar Association CLE (1998)
- SEC Enforcement Developments; Internal Investigations and Supervisory Issues
ALI-ABA Annual Securities Litigation Seminar (Boston) (1997)
- Securities Litigation (panelist and lecturer)
17th Annual Futures Industry Association Law & Compliance Workshop (Baltimore) (1995)
- Objections at Trial, and How to Deal with a Difficult Lawyer
National Practice Institute Seminar (Secaucus, NJ) (1994)
- Post-Award Proceedings and Appeals
The Alternative Dispute Resolution Practice Guide (1998 - 2006)
- Hello, SEC Calling; Tips for Responding to Regulatory Inquiries
Faegre & Benson, Trends Magazine (2002)
- Lying To The SEC: The Basics Of The False Statements Statute
ALI-ABA Course Materials Journal; 23rd Annual Securities Litigation Program (1999)
- Internal Investigations
Minnesota State Bar Association Seminar on Securities Litigation (1998)
- The Tests For Broker-Dealer Secondary Liability and The Tensions Between Regulatory Settlements and Customer Actions
ALI-ABA 22nd Annual Securities Litigation Program (1997)
- Securities Litigation Developments Having An Impact On Futures Litigation
17th Annual Futures Industry Association Law & Compliance Workshop (1995)
- Securities Industry and Financial Markets Association, Law & Compliance Division
- Iowa State Bar Association
- Polk County Bar Association
- Polk County Women Attorneys
- Des Moines Metropolitan Opera Board
Terri joined the Des Moines office of Faegre & Benson in 1994, moving to Des Moines from New York City where she had been a partner at a firm practicing in commercial and securities litigation. She has represented companies and individuals in federal and state litigation, and in regulatory investigations and enforcement proceedings before the SEC, FINRA, NYSE and various state regulatory agencies. She has also represented parties in shareholder disputes, proxy contests, merger and acquisition disputes and industry arbitrations.
Terri is a member of the Faegre & Benson Electronic Discovery Working Group, focusing on electronic and technological issues in regulatory and commercial litigation.
Representative matters include:
Armstrong, et al. v. American Pallet Leasing, Inc., et al.,
No. 5:07-cv-04107 (N.D. IA 2007)
Securities fraud
In re Albert v. Princor Financial Services Corporation and Principal Life Insurance Company
NASD #04-05891 (2006)
Securities fraud and defamation
Berisford Capital Corp. v. Syncom Corp., et al.
86 Civ. 2945 (S.D.N.Y. 1986)
Securities fraud in connection with LBO
In re Black, et al. v. American Express Financial Advisors, Inc., et al
NASD File No. 04-8369 (2006)
Securities fraud
Boyle v. Proctor, Washington Square Securities, Inc. and Reliastar Life Insurance Co.
No: LALA 002196 (Iowa Dist. Ct. 2003)
Investment product dispute
AMERUS Home Equity, Inc. v. Genesis Mortgage Corp.
4-01-CV-70155 (S.D.IA 2002)
Mortgage fraud
In re: Arrow Dynamics, Inc.
Bankruptcy No. 01-37975JAB
Adversary No. 02P-2173 (C.D. Utah, Bkcty 2002)
Breach of contract, fraud
Beckley, et al. v. Auto Profit Masters, LLC., et al.
4:03-CV-90196 (S.D.IA 2003)
Contract dispute
Cellular Information Systems, Inc. v. PNC Bank, N.A., et al.
92-B-45024 (S.D.N.Y. 1992)
Lender liability
Concord Entertainment Co., et al. v. Premier Parks, Inc., et al.
98-0787 (W.D.MO. 1998)
Merger and acquisition contract dispute
Conseco Finance Corp., et al. v. Wells Fargo Financial Leasing, Inc., et al.
4:01-CV-70587 (S.D.IA, 2003)
Acquisition dispute
In Re Engineering Animation, Inc. Securities Litigation
4-99-CV-10017 (S.D.IA 2001)
Securities fraud class action
Farmers Cooperative Elevator Co., et al. v. Akzo Nobel, Inc., et al.
LACV 035453 (Iowa Dist. Ct 2006)
Products sale and antitrust
In re Laser Arms Corp. Securities Litigation
86 Civ. 3591 (S.D.N.Y. 1986)
Securities fraud class action
Paine Webber Group, Inc., et al. v. Zinsmeyer Trusts Partnership
187 F.3d 988 (8th Cir. 1999)
Securities fraud
Roth Truck Lines, Inc., et al. v. "ADP" Easy Pay
LACV 024597 (Iowa Dist. Ct. 2005)
Interference with contractual relations
Riniker, et al. v. Allen Rausch and Locust Street Securities n/k/a ING Financial Partners
2006 Iowa App. Lexis 1716 (IA App. 2006), further review denied
Securities fraud
Images Everywhere, Inc. et al. v. Six Flags Theme Parks, Inc., et al.,
No. BC 365735 (Calif. Superior Ct., Los Angeles Co. 2008)
Breach of contract, intentional interference
In re Sebbert v. Lutheran Brotherhood n/k/a Thrivent Financial Services, et al.
NASD File No. 01-06282 (2001)
Industry termination dispute
In re Sackett, et al. v. National Western Life Insurance Co., et al
LACV 086487 (Iowa Dist. Ct. 2003)
Class action regarding insurance investments
Six Flags, Inc. v. Custom Coasters, et al.
No. CIV 00-15990-R (W.D.Okla 2000)
Contract dispute
Six Flags, Inc. v. Pacific Employers Insurance Co.
03-04-7-L (W.D.Okla 2003)
Contract dispute
Staff Builders of Philadelphia, Inc., et al. v. Koschitzki, et al.
88-6106 (E.D.PA. 1988)
Franchise dispute and securities fraud
Telegroup, Inc. v. Solomon Smith Barney, Inc.
4:01-CV-10532 (S.D.IA 2003)
Acquisition dispute
TIG Insurance Co., et al. v. Premier Parks, Inc.
02C-04-126 (Del. Sup. Ct. 2006)
Contract dispute
TIG Insurance Company v. Six Flags, Inc.
CV03-3162 (C.D.CA 2003)
Contract dispute
In re Tim Gerk
94-1467 (S.D.IA 1994)
Judgment vacatur for The New York Times, Chicago Tribune, and Investors Business Daily
Union County, Iowa v. Piper Jaffray & Co., Inc., et al.
LACL 102544, (S.D.IA 2006)
TIF financing and bond offering dispute
Washington National Ins. Co., et al. v. Morgan Stanley Co., Inc., et al.
90 Civ. 3342 (S.D.N.Y. 1990)
Securities fraud
- Federal Rules Amendments and Discovery of Electronic Information
Pioneer Hi-Bred International, Inc. CLE (2007)
- Legal Developments In The Broker-Dealer/Securities Industry
Insurance Affiliated Broker Dealer Association Spring Seminar (San Antonio) (2006)
- Document Discovery in Complex Litigation
Iowa State Bar Association: Corporate Counsel Section (2006)
- Ethical Issues For Corporate Counsel
Principal Financial Group In-House CLE (2005)
- Alternative Dispute Resolution in Multi-Party or Large Dollar Disputes
Iowa State Bar Association Trade Regulations/Corporate Counsel Seminar (2002)
- SEC Enforcement Developments; Internal Investigations and Supervisory Issues; Broker-Dealer Securities Litigation
ALI-ABA Annual Securities Litigation Seminar (Boston) (1998)
- Internal Investigations
Securities Litigation Seminar: Minnesota State Bar Association CLE (1998)
- SEC Enforcement Developments; Internal Investigations and Supervisory Issues
ALI-ABA Annual Securities Litigation Seminar (Boston) (1997)
- Securities Litigation (panelist and lecturer)
17th Annual Futures Industry Association Law & Compliance Workshop (Baltimore) (1995)
- Objections at Trial, and How to Deal with a Difficult Lawyer
National Practice Institute Seminar (Secaucus, NJ) (1994)
- Post-Award Proceedings and Appeals
The Alternative Dispute Resolution Practice Guide (1998 - 2006)
- Hello, SEC Calling; Tips for Responding to Regulatory Inquiries
Faegre & Benson, Trends Magazine (2002)
- Lying To The SEC: The Basics Of The False Statements Statute
ALI-ABA Course Materials Journal; 23rd Annual Securities Litigation Program (1999)
- Internal Investigations
Minnesota State Bar Association Seminar on Securities Litigation (1998)
- The Tests For Broker-Dealer Secondary Liability and The Tensions Between Regulatory Settlements and Customer Actions
ALI-ABA 22nd Annual Securities Litigation Program (1997)
- Securities Litigation Developments Having An Impact On Futures Litigation
17th Annual Futures Industry Association Law & Compliance Workshop (1995)
- Securities Industry and Financial Markets Association, Law & Compliance Division
- Iowa State Bar Association
- Polk County Bar Association
- Polk County Women Attorneys
- Des Moines Metropolitan Opera Board
Related Practices
Financial Institutions Regulation
Investment Management
Securities and Financial Litigation
Related Industries
Financial Services
Education
Georgetown University Law Center
J.D.
Southwest Missouri State University
B.A., summa cum laude
News
25-May-2010 - InsideCounsel Recognizes Faegre & Benson for Women in Leadership and Key Committee Roles
02-June-2009 - Three Faegre & Benson Partners Included in Great Plains Super Lawyers
Bar Admissions
District of Columbia
Iowa
New York
Court Admissions
U.S. Court of Appeals for the Eighth Circuit
U.S. Court of Appeals for the Second Circuit
U.S. District Court for the Northern District of Iowa
U.S. District Court for the Southern District of Iowa
U.S. District Court for the Southern District of New York
U.S. Supreme Court
Representative Matters
Commercial General Liability Insurer Estopped From Fees Challenge or Settlement Allocation
Six Flags Wins Defense Verdict in Breach of Contract Action